Phase III Randomized Trial of Proton Beam Therapy (PBT) Versus Intensity Modulated Photon Radiotherapy (IMRT) for the Treatment of Esophageal Cancer
Summary
This trial studies how well proton beam radiation therapy compared with intensity modulated photon radiotherapy works in treating patients with stage I-IVA esophageal cancer. Proton beam radiation therapy uses a beam of protons (rather than x-rays) to send radiation inside the body to the tumor without damaging much of the healthy tissue around it. Intensity modulated photon radiotherapy uses high-energy x-rays to deliver radiation directly to the tumor without damaging much of the healthy tissue around it. It is not yet known whether proton beam therapy or intensity modulated photon radiotherapy will work better in treating patients with esophageal cancer.
Detailed description
PRIMARY OBJECTIVES: I. To determine if overall survival (OS) is improved with proton beam radiation therapy (PBT) treatment as compared to intensity modulated photon radiation therapy (IMRT) as part of planned protocol treatment for patients with esophageal cancer. II. To determine if OS with PBT is non-inferior to IMRT as part of planned protocol treatment and that there will be less grade 3+ cardiopulmonary toxicity with PBT than with IMRT. SECONDARY OBJECTIVES: I. To compare the symptom burden and impact on functioning of patients between treatment modalities based on Patient Reported Outcome (PRO) measures of symptoms using MD Anderson Symptom Inventory (MDASI) and Patient-Reported Outcomes Measurement Information System (PROMIS)-Fatigue. II. To compare the Quality-Adjusted Life Years (QALY) using EuroQol five-dimensional questionnaire (EQ5D) as a health outcome between PBT and IMRT, if the protocol primary endpoint is met. III. To assess the pathologic response rate between PBT and IMRT. IV. To assess the cost-benefit economic analysis of treatment between radiation modalities. V. To compare the length of hospitalization after protocol surgery between PBT and IMRT. VI. To compare the incidence of grade 4 lymphopenia during chemoradiation between PBT and IMRT. VII. To compare lymphocyte nadir at first follow-up visit after completion of chemoradiation between PBT \& IMRT. VIII. To estimate the locoregional failure, distant metastatic free survival, and progression-free survival of patients treated with PBT versus IMRT. IX. To compare incidence of both early (\< 90 days from treatment start) and late (≥ 90 days from treatment start) cardiovascular and pulmonary events between PBT versus IMRT. X. To compare the total toxicity burden (TTB) of IMRT versus PBT based on a composite index of 9 individual cardiopulmonary toxicities. EXPLORATORY OBJECTIVES: I. To collect biospecimens for future analyses, for example to assess cardiac and inflammatory biomarkers in association with treatment complications. OUTLINE: Patients are randomized to 1 of 2 groups. GROUP I: Patients undergo PBT over 28 fractions 5 days a week for 5.5 weeks. Patients also receive chemotherapy consisting of carboplatin/paclitaxel, or fluorouracil/leucovorin calcium/oxaliplatin (FOLFOX)/capecitabine-oxaliplatin (CAPOX), or docetaxel/fluorouracil (5-FU, with capecitabine an acceptable substitute for 5-FU), as determined by the patient and their treating physician while undergoing PBT. GROUP II: Patients undergo IMRT over 28 fractions 5 days a week for 5.5 weeks. Patients also receive chemotherapy consisting of carboplatin/paclitaxel, or FOLFOX/CAPOX, or docetaxel/5-FU (with capecitabine an acceptable substitute for 5-FU) as determined by the patient and their treating physician while undergoing IMRT. In both groups, within 4-8 weeks after completion of chemotherapy and radiation therapy, patients should undergo an esophagectomy if it's determined that the patient can tolerate an esophagectomy and whether the tumor is surgically resectable. Additionally, patients undergo blood sample collection, and positron emission tomography (PET)/computed tomography (CT) or CT throughout the study. After completion of study treatment, patients are followed up every 3-6 months for 3 years and then annually thereafter.
Arms & interventions
- ProcedureBiospecimen Collection
Undergo blood sample collection
- DrugCapecitabine
Oral
- DrugCarboplatin
Given IV
- ProcedureComputed Tomography
Undergo CT or PET/CT
- DrugDocetaxel
IV
- ProcedureEsophagectomy
Undergo esophagectomy
- DrugFluorouracil
IV
- RadiationIntensity-Modulated Radiation Therapy
Undergo IMRT
- DrugLeucovorin Calcium
Oral
- DrugOxaliplatin
IV
- DrugPaclitaxel
Given IV
- ProcedurePositron Emission Tomography
Undergo PET/CT
- RadiationProton Beam Radiation Therapy
Undergo PBT
- OtherQuality-of-Life Assessment
Ancillary studies
- OtherQuestionnaire Administration
Ancillary studies
Outcome measures
Primary
Overall survival (OS)
Will be estimated by the Kaplan-Meier method. The distributions of OS between treatment arms will be compared using the log rank test.
Time frame: From the date of randomization to the date of death due to any cause or date of last follow-up for patients without an OS event reported. This analysis occurs after 173 deaths; estimated to occur 4 years after accrual completion
Incidence of specific grade 3+ cardiopulmonary adverse events (AEs) that are definitely, probably, or possibly related to protocol treatment
Will be assessed using Common Terminology Criteria for Adverse Events (CTCAE) version (v) 5.0. Difference in proportion of defined cardiopulmonary AEs will be analyzed with a chi-squared test.
Time frame: From baseline up to 8 years
Secondary
Change in patient reported outcomes (PROs) of symptom and function
Time frame: Baseline up to 12 months after end of chemoradiation
Pathologic response rate
Time frame: At time of surgery
Length of hospitalization
Time frame: From baseline up to 8 years
Grade 4 lymphopenia during chemoradiation
Time frame: From baseline up to 8 years
Lymphocyte counts
Time frame: From baseline up to 8 years
Locoregional failure (LRF)
Time frame: From the date of randomization to the date of first LRF or date of last follow-up for patients without an LRF event reported, assessed up to 8 years
Distant metastatic-free survival (DMFS)
Time frame: From the date of randomization to the date of first DMFS failure or last follow-up for patients without a reported DMFS event, assessed up to 8 years
Progression-free survival
Time frame: From the date of randomization to the date of first PFS failure or last follow-up for patients without a reported PFS event, assessed up to 8 years
Quality-adjusted life years (QALY)
Time frame: Assessed up to 8 years
Cost-benefit economic analysis of treatment
Time frame: Assessed up to 8 years
Eligibility criteria
Study locations (95)
Mayo Clinic Hospital in Arizona
Phoenix, Arizona, 85054
Mayo Clinic in Arizona
Scottsdale, Arizona, 85259
University of Arkansas for Medical Sciences
Little Rock, Arkansas, 72205
UM Sylvester Comprehensive Cancer Center at Coral Gables
Coral Gables, Florida, 33146
UM Sylvester Comprehensive Cancer Center at Deerfield Beach
Deerfield Beach, Florida, 33442
UM Sylvester Comprehensive Cancer Center at Doral
Doral, Florida, 33166
University of Miami Miller School of Medicine-Sylvester Cancer Center
Miami, Florida, 33136
Miami Cancer Institute
Miami, Florida, 33176
UM Sylvester Comprehensive Cancer Center at Kendall
Miami, Florida, 33176
Orlando Health Cancer Institute
Orlando, Florida, 32806
UM Sylvester Comprehensive Cancer Center at Plantation
Plantation, Florida, 33324
Emory Proton Therapy Center
Atlanta, Georgia, 30308
Emory University Hospital Midtown
Atlanta, Georgia, 30308
Emory University Hospital/Winship Cancer Institute
Atlanta, Georgia, 30322
Emory Saint Joseph's Hospital
Atlanta, Georgia, 30342
Alton Memorial Hospital
Alton, Illinois, 62002
Northwestern Medicine Cancer Center Kishwaukee
DeKalb, Illinois, 60115
Northwestern Medicine Cancer Center Delnor
Geneva, Illinois, 60134
Memorial Hospital East
Shiloh, Illinois, 62269
Northwestern Medicine Cancer Center Warrenville
Warrenville, Illinois, 60555
Maryland Proton Treatment Center
Baltimore, Maryland, 21201
University of Maryland/Greenebaum Cancer Center
Baltimore, Maryland, 21201
UM Upper Chesapeake Medical Center
Bel Air, Maryland, 21014
Massachusetts General Hospital Cancer Center
Boston, Massachusetts, 02114
McLaren Cancer Institute-Bay City
Bay City, Michigan, 48706
Corewell Health Dearborn Hospital
Dearborn, Michigan, 48124
Wayne State University/Karmanos Cancer Institute
Detroit, Michigan, 48201
Weisberg Cancer Treatment Center
Farmington Hills, Michigan, 48334
McLaren Cancer Institute-Flint
Flint, Michigan, 48532
Karmanos Cancer Institute at McLaren Greater Lansing
Lansing, Michigan, 48910
McLaren Cancer Institute-Lapeer Region
Lapeer, Michigan, 48446
McLaren Cancer Institute-Owosso
Owosso, Michigan, 48867
Corewell Health William Beaumont University Hospital
Royal Oak, Michigan, 48073
Corewell Health Beaumont Troy Hospital
Troy, Michigan, 48085
Mayo Clinic Health System in Albert Lea
Albert Lea, Minnesota, 56007
Mercy Hospital
Coon Rapids, Minnesota, 55433
Unity Hospital
Fridley, Minnesota, 55432
Mayo Clinic Health Systems-Mankato
Mankato, Minnesota, 56001
Minnesota Oncology Hematology PA-Maplewood
Maplewood, Minnesota, 55109
Hennepin County Medical Center
Minneapolis, Minnesota, 55415
Mayo Clinic Radiation Therapy-Northfield
Northfield, Minnesota, 55057
Mayo Clinic in Rochester
Rochester, Minnesota, 55905
Ridgeview Medical Center
Waconia, Minnesota, 55387
Siteman Cancer Center at Saint Peters Hospital
City of Saint Peters, Missouri, 63376
Siteman Cancer Center at West County Hospital
Creve Coeur, Missouri, 63141
Mercy Hospital Springfield
Springfield, Missouri, 65804
Washington University School of Medicine
St Louis, Missouri, 63110
Mercy Hospital South
St Louis, Missouri, 63128
Siteman Cancer Center-South County
St Louis, Missouri, 63129
Siteman Cancer Center at Christian Hospital
St Louis, Missouri, 63136
Mercy Hospital Saint Louis
St Louis, Missouri, 63141
Memorial Sloan Kettering Basking Ridge
Basking Ridge, New Jersey, 07920
Memorial Sloan Kettering Monmouth
Middletown, New Jersey, 07748
Memorial Sloan Kettering Bergen
Montvale, New Jersey, 07645
Memorial Sloan Kettering Commack
Commack, New York, 11725
Memorial Sloan Kettering Westchester
East White Plains, New York, 10604
New York Proton Center
New York, New York, 10035
Memorial Sloan Kettering Cancer Center
New York, New York, 10065
Memorial Sloan Kettering Nassau
Uniondale, New York, 11553
UH Seidman Cancer Center at UH Avon Health Center
Avon, Ohio, 44011
UHHS-Chagrin Highlands Medical Center
Beachwood, Ohio, 44122
Geauga Hospital
Chardon, Ohio, 44024
University of Cincinnati Cancer Center-UC Medical Center
Cincinnati, Ohio, 45219
Case Western Reserve University
Cleveland, Ohio, 44106
Ohio State University Comprehensive Cancer Center
Columbus, Ohio, 43210
Mercy Cancer Center-Elyria
Elyria, Ohio, 44035
UH Seidman Cancer Center at Landerbrook Health Center
Mayfield Heights, Ohio, 44124
UH Seidman Cancer Center at Lake Health Mentor Campus
Mentor, Ohio, 44060
UH Seidman Cancer Center at Southwest General Hospital
Middleburg Heights, Ohio, 44130
University Hospitals Parma Medical Center
Parma, Ohio, 44129
University Hospitals Portage Medical Center
Ravenna, Ohio, 44266
UH Seidman Cancer Center at Firelands Regional Medical Center
Sandusky, Ohio, 44870
University Hospitals Sharon Health Center
Wadsworth, Ohio, 44281
University of Cincinnati Cancer Center-West Chester
West Chester, Ohio, 45069
UH Seidman Cancer Center at Saint John Medical Center
Westlake, Ohio, 44145
UHHS-Westlake Medical Center
Westlake, Ohio, 44145
University of Oklahoma Health Sciences Center
Oklahoma City, Oklahoma, 73104
University of Pennsylvania/Abramson Cancer Center
Philadelphia, Pennsylvania, 19104
Covenant Health Proton Center
Knoxville, Tennessee, 37909
Covenant Health Cancer Centers
Knoxville, Tennessee, 37916
Covenant Health Cancer Centers - West
Knoxville, Tennessee, 37932
Covenant Health Oncology Group - Maryville
Maryville, Tennessee, 37804
Covenant Health Oncology Group - Oak Ridge
Oak Ridge, Tennessee, 37830
MD Anderson in The Woodlands
Conroe, Texas, 77384
M D Anderson Cancer Center
Houston, Texas, 77030
MD Anderson West Houston
Houston, Texas, 77079
MD Anderson League City
League City, Texas, 77573
MD Anderson in Sugar Land
Sugar Land, Texas, 77478
Huntsman Cancer Institute/University of Utah
Salt Lake City, Utah, 84112
Inova Alexandria Hospital
Alexandria, Virginia, 22304
Inova Schar Cancer Institute
Fairfax, Virginia, 22031
Inova Fair Oaks Hospital
Fairfax, Virginia, 22033
Inova Loudoun Hospital
Leesburg, Virginia, 20176
University of Washington Medical Center - Montlake
Seattle, Washington, 98195
Mayo Clinic Health System-Eau Claire Clinic
Eau Claire, Wisconsin, 54701
References
- Muijs CT, Klaver YLB, Nuyttens J, Lips IM, Muller K, Ebrahimi GM, Dankers FJWM, Verhoeven R, Schuit E, Berbee M. National indication protocol for proton radiotherapy in esophageal cancer patients in the Netherlands. Radiother Oncol. 2025 Dec;213:111164. doi: 10.1016/j.radonc.2025.111164. Epub 2025 Sep 24.(PubMed)